JSON

US OCC Enforcement Actions

The US banking regulator OCC publishes a list of companies and individuals against which punitive measures have been applied.

The OCC may take enforcement actions for violations of laws, rules or regulations, final orders or conditions imposed in writing; unsafe or unsound practices; and for breach of fiduciary duty by institution-affiliated parties (IAPs). Read more...

Data overview

Entities:
Total11,133
Searchable5,848
Targets4,063
Entity types:
People2,327
Companies2,145
Addresses1,376
Countries:
United States4,472
Publisher:Office of the Comptroller of the Currency (OCC) · United States

The OCC charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks. The OCC is an independent bureau of the U.S. Department of the Treasury.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:apps.occ.gov
Source data:apps.occ.gov · JSON
Coverage:added · update frequency: daily · every 12 hours
Last processed:2024-11-21 00:28:05
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities5.31 MB
names.txtTarget names text file98.16 KB
senzing.jsonSenzing entity format3.01 MB
source.jsonSource data2.81 MB
targets.nested.jsonTargets as nested JSON5.8 MB
targets.simple.csvTargets as simplified CSV1.1 MB

Help: Using the data · model reference · delta updates · support · change log · licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Alexis DayPersonUnited States
The First National Bank of DennisonCompanyUnited States
First National Bank of Lake JacksonCompanyUnited States
Axiom Bank, National AssociationCompanyUnited States
Tanya CortezPersonUnited States
Leronne KornegayPersonUnited States
Joseph CrewsPersonUnited States
BSERV, INC.CompanyUnited States
Dirceu P. MagalhaesPersonUnited States
Marily EspinosaPersonUnited States
Lisa KesslerPersonUnited States
Yasemin KostakopoulosPersonUnited States
Maria SalazarPersonUnited States
Natasha AikensPersonUnited States
Treasury BankCompanyUnited States
OverviewDownloadAPIRecent additions
OpenSanctions · Find sanctions targets and persons of interest
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