JSON

US OCC Enforcement Actions

The US banking regulator OCC publishes a list of companies and individuals against which punitive measures have been applied.

The OCC may take enforcement actions for violations of laws, rules or regulations, final orders or conditions imposed in writing; unsafe or unsound practices; and for breach of fiduciary duty by institution-affiliated parties (IAPs). Read more...

Data overview

Entities:
Total11,270
Searchable5,922
Targets4,123
Entity types:
People2,383
Companies2,157
Addresses1,382
Countries:
United States4,540
Publisher:Office of the Comptroller of the Currency (OCC) · United States

The OCC charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks. The OCC is an independent bureau of the U.S. Department of the Treasury.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:apps.occ.gov
Source data:apps.occ.gov · JSON
Coverage:added · frequency: daily · every 12 hours
Last processed:2024-12-21 12:28:02
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities5.49 MB
names.txtTarget names text file99.3 KB
senzing.jsonSenzing entity format3.04 MB
source.jsonSource data2.84 MB
targets.nested.jsonTargets as nested JSON5.99 MB
targets.simple.csvTargets as simplified CSV1.11 MB

Help: Using the data · model reference · delta updates · support · change log · licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Emily NiedwieckyPersonUnited States
The Fairfield National BankCompanyUnited States
The First National Bank of WilliamsonCompanyUnited States
Armando De LeonPersonUnited States
Wendell PialetPersonUnited States
David AustinPersonUnited States
Paola GallegoPersonUnited States
Barbara BelyeaPersonUnited States
Tyron GilyardPersonUnited States
Anthony BurchPersonUnited States
Joshua RamsawmyPersonUnited States
Isha-Lee SavagePersonUnited States
Jazzmyne SimmonsPersonUnited States
Carol McKayPersonUnited States
Sheryl ObertsPersonUnited States
OverviewDownloadAPIRecent additions
OpenSanctions · Find sanctions targets and persons of interest
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