Keep updated
Get in touch
Enforcement actions against persons and firms that had harmed investors
This dataset contains information about SEC enforcement actions where the defendants or respondents were ordered to pay financial judgments. In these instances, the SEC may work to distribute these funds to investors who were harmed.
| Entities: |
| ||||||
|---|---|---|---|---|---|---|---|
| Entity types: |
| ||||||
| Countries: |
| ||||||
| Publisher: | Securities and Exchange Commission (SEC) · United States
| ||||||
| Collections: | in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities | ||||||
| Information: | www.sec.gov | ||||||
| Source data: | www.sec.gov · HTML | ||||||
| Coverage: | added · frequency: daily | ||||||
| Last processed: | 2025-04-14 23:47:03 | ||||||
| Last change: |
Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.
| File name | Export type | Size | |
|---|---|---|---|
entities.ftm.json | FollowTheMoney entities | 703.81 KB | |
names.txt | Target names text file | 16.92 KB | |
senzing.json | Senzing entity format | 361.59 KB | |
targets.nested.json | Targets as nested JSON | 714.64 KB | |
targets.simple.csv | Targets as simplified CSV | 162.41 KB |
Help: Using the data · model reference · delta updates · support · change log · licensing
You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.
| Use the Reconciliation API in OpenRefine: | |
For full-text search, use the /search endpoint: | |
For entity matching, use the /match endpoint: |
The following targeted entities have been added to this data source most recently:
| Added | Name | Type | Countries |
|---|---|---|---|
| Credit Suisse Group AG-VTB Capital plc | Legal entity | United States of America | |
| Andrew Defrancesco | Legal entity | United States of America | |
| Carlos Felipe Rezk | Legal entity | United States of America | |
| Catherine Defrancesco | Legal entity | United States of America | |
| Cool Holdings Inc. | Legal entity | United States of America | |
| Marlio Mauricio Diaz Cardona | Legal entity | United States of America | |
| Nikola Faukovic | Legal entity | United States of America | |
| American Electric Power Company Inc. | Legal entity | United States of America | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Legal entity | United States of America | |
| BMO Capital Markets Corp. | Legal entity | United States of America | |
| GrubMarket Inc. | Legal entity | United States of America | |
| Becton, Dickinson and Company | Legal entity | United States of America | |
| United Parcel Service Inc. | Legal entity | United States of America | |
| Elanco Animal Health Inc. | Legal entity | United States of America | |
| Tai Mo Shan Limited | Legal entity | United States of America |
OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.