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Enforcement actions against persons and firms that had harmed investors
This dataset contains information about SEC enforcement actions where the defendants or respondents were ordered to pay financial judgments. In these instances, the SEC may work to distribute these funds to investors who were harmed.
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| Publisher: | US Securities and Exchange Commission (SEC) (United States)
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| Collections: | in OpenSanctions Default · Warrants and Criminal Entities | ||||||
| Information: | www.sec.gov | ||||||
| Source data: | www.sec.gov · HTML | ||||||
| Last changed: | |||||||
| Last checked: | · updated daily |
Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.
| File name | Export type | Size | |
|---|---|---|---|
entities.ftm.json | FollowTheMoney entities | 671.32 KB | |
names.txt | Target names text file | 16.04 KB | |
senzing.json | Senzing entity format | 341.48 KB | |
statistics.json | Dataset statistics | 622 B | |
targets.nested.json | Targets as nested JSON | 681.58 KB | |
targets.simple.csv | Targets as simplified CSV | 154.25 KB |
Help: Using the data · format reference · get support · commercial licensing
You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.
| Use the Reconciliation API in OpenRefine: | |
For full-text search, use the /search endpoint: | |
For entity matching, use the /match endpoint: |
The following targeted entities have been added to this data source most recently:
| Added | Name | Type | Countries |
|---|---|---|---|
| David | Legal entity | United States | |
| Esq. | Legal entity | United States | |
| Kaplan | Legal entity | United States | |
| Anna Sarabian | Legal entity | United States | |
| Fieldman Rolapp & Associates Inc. | Legal entity | United States | |
| Salomon Whitney LLC | Legal entity | United States | |
| Aon Investments USA Inc. | Legal entity | United States | |
| Claire P. Shaughnessy | Legal entity | United States | |
| David Taylor | Legal entity | United States | |
| fka Aon Hewitt Investment Consulting Inc. | Legal entity | United States | |
| Raymond Allan Fine | Legal entity | United States | |
| 7s Oil and Gas LLC | Legal entity | United States | |
| A Chicago Convention Center LLC | Legal entity | United States | |
| A-round Investment, SA | Legal entity | United States | |
| Aaron Black | Legal entity | United States |
OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.