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Financial Asset Management, Inc.

Fraud

Financial Asset Management, Inc. is an entity of interest. It has not been found on international sanctions lists.

Type	Company				[sources]
Name	Financial Asset Management, Inc.				[sources]
Incorporation date	not available				[sources]
Jurisdiction	not available				[sources]
Phone	646-328-5070				[sources]
Registration number	not available				[sources]
Website	http://www.finamgtinc.com (The website is no longer accessible.)/				[sources]
Address	1269 Avenue of the Americas, New York, NY 10019				[sources]
Source link	www.sec.gov				[sources]
Last change	2024-07-15	Last processed	2025-07-01	First seen	2023-11-23

Descriptions

There existed a formerly registered broker-dealer with the same name - Financial Asset Management, Inc. (CRD Number: 18514; SEC Number: 8-36802). The genuine Financial Asset Management, Inc. had its registration with the SEC terminated, effective February 4, 2003, and is defunct. There exists a genuine SEC-registered investment adviser with a similar name but different address in New York City - Financial Asset Management Corp. (CRD Number: 106643; SEC Number: 801-27858). The former but defunct broker-dealer firm and the genuine investment adviser firm have NO connection with, and are not to be confused with, the soliciting entity Financial Asset Management, Inc.

— US Public Alert: Unregistered Soliciting Entities (PAUSE), 2023-11-23

Relationships

Sanctions
Country	Authority	Program	Start date	End date
United States of America	Securities and Exchange Commission		-	-

Data sources

US Public Alert: Unregistered Soliciting Entities (PAUSE)1,659

Entities that falsely claim to be registered, licensed, and/or located in the United States, to be regulators, or impersonate genuine firms.

United States of America · SEC

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Factsheet Descriptions Data sources

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