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Regency Group Inc.

Fraud

Regency Group Inc. is an entity of interest. It has not been found on international sanctions lists.

Type	Company				[sources]
Name	Regency Group Inc.				[sources]
Incorporation date	not available				[sources]
Jurisdiction	not available				[sources]
Phone	646-289-8044				[sources]
Registration number	not available				[sources]
Website	www.regency-group.net				[sources]
Address	99 Wall Street, 12th Floor, New York, NY 10005				[sources]
Source link	www.sec.gov · www.sec.gov				[sources]
Last change	2024-07-15	Last processed	2024-12-16	First seen	2023-11-23

Descriptions

Fax: 212-672-1100

— US Public Alert: Unregistered Soliciting Entities (PAUSE), 2023-11-23

Regency Group Inc. is impersonating a formerly registered broker-dealer firm with the same name and address - The Regency Group, Inc. (CRD Number: 45216; SEC Number: 8-50995). The impersonator has NO connection with, and is not to be confused with, the genuine Regency Group, Inc., which had its registration with the SEC cancelled on October 9, 2003 and is defunct.

— US Public Alert: Unregistered Soliciting Entities (PAUSE), 2023-11-23

Relationships

Sanctions
Authority	Program	Start date	End date
Securities and Exchange Commission	Impersonators of Genuine Firms	-	-
Securities and Exchange Commission	Unregistered Soliciting Entities	-	-

Data sources

US Public Alert: Unregistered Soliciting Entities (PAUSE)1,628

Entities that falsely claim to be registered, licensed, and/or located in the United States, to be regulators, or impersonate genuine firms.

United States · SEC

For experts: raw data explorer

Factsheet Descriptions Data sources

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