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Goldman Capital Management

Fraud
TypeCompany[sources]
NameGoldman Capital Management[sources]
Incorporation datenot available[sources]
Jurisdictionnot available[sources]
Phone347-321-4188[sources]
Registration numbernot available[sources]
Websitegoldmancapitalmanagement.com[sources]
Address28th Floor, AIG Tower, Third Avenue, New York, NY 10017[sources]
Source linkwww.sec.gov[sources]
Last changeLast processedFirst seen

Descriptions

Fax: 347-594-5235

US Public Alert: Unregistered Soliciting Entities (PAUSE),

Goldman Capital Management is impersonating a genuine broker-dealer and investment adviser firm with a similar name but different address - Goldman Capital Management, Inc. (CRD Number: 16736; SEC Numbers: 8-34476 [for the broker-dealer]; 801-25646 [for the investment advisor]), which has the following mailing address: 767 Third Avenue, 25th Floor, New York, NY 10017. The impersonator has NO connection with, and is not to be confused with, the genuine Goldman Capital Management, Inc. The SEC's EDGAR database and WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contain registration information for the genuine entity.

US Public Alert: Unregistered Soliciting Entities (PAUSE),

Relationships

Sanctions
AuthorityProgramStart dateEnd date
Securities and Exchange CommissionImpersonators of Genuine Firms--

Data sources

US Public Alert: Unregistered Soliciting Entities (PAUSE)1,628

Entities that falsely claim to be registered, licensed, and/or located in the United States, to be regulators, or impersonate genuine firms.

United States · SEC


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